SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0104 |
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0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
08/08/2007
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3. Issuer Name and Ticker or Trading Symbol
CME GROUP INC.
[ CME ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
| MD Operations |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Non-Qualified Stock Option (right to buy) |
09/15/2007 |
09/15/2016 |
Common Stock Class A |
485
|
453.75 |
D |
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| Non-Qualified Stock Option (right to buy) |
03/15/2008 |
03/15/2017 |
Common Stock Class A |
120
|
532.88 |
D |
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| Non-Qualified Stock Option (right to buy) |
06/15/2008 |
06/15/2017 |
Common Stock Class A |
860
|
552.7 |
D |
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| Explanation of Responses: |
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|
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By: Margaret C. Austin For: Julie Holzrichter |
08/15/2007 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5 Pursuant to
Section !6{a) of the Securities
Exchange Act
Know all by these presents, that the
undersigned hereby constitutes and appoints each
of Kathleen M. Cronin, Margaret C. Austin and
Mary Croft signing singly, his/her true and
lawful attorney-in-fact to:
(1) execute for and on. behalf of the
undersigned Forms 3, 4 and 5 and
amendments
thereto in accordance with Section
16(a) of the Securities Exchange Act
of 1934
and the rules thereunder;
(2) do and perform any and all
acts for and on behalf of the
undersigned
which may be necessary or desirable to
complete the execution of any such
Form
3, 4 and 5 and the timely filing of
such form with the United States
Securities
and Exchange Commission and any other
authority; and
(3) take any other action of any type
whatsoever in connection with the
foregoing
which, in the opinion of such
attorney-in-fact, may be of benefit
to, in the best
interest of. or legally required by,
the undersigned, it being understood
that the
documents executed by such
attorney-in-fact on behalf of the
undersigned
pursuant to this Power of Attorney
shall be in such form and shall
contain such
terms and conditions as such attorney-
in-fact may approve in his/her
discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do
and perform all and every act and thing
whatsoever requisite, necessary and proper to be
done in the exercise of any of the rights and
powers herein granted, as fully to all intents
and purposes as such attorney-in-fact might or
could do if personally present, with full power
of substitution or revocation, hereby ratifying
and confirming all that such attorney-in-fact,
or his/her substitute or substitutes, shall
lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers
herein granted. The undersigned acknowledges
that the foregoing attorney-in-fact, in serving
in such capacity at the request of the
undersigned, are not assuming any of the
undersigneds responsibilities to comply with
Section 16 of the Securities Exchange Act of
1934.
This Power of Attorney shall remain in full
force and effect until the undersigned is no
longer required to file Forms, 3. 4, and 5 with
respect to the undersigneds holdings of and
transactions in securities issued by the
Company, unless earlier revoked by the
undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has
caused this Power of Attorney to be executed as
of this 9th day of August, 2007
Signature:
Print Name;
