SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| ONE NORTH END AVENUE |
| WORLD FINANCIAL CENTER |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
NYMEX HOLDINGS INC
[ NMX ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Regulatory Officer |
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/19/2007
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/19/2007 |
|
M |
|
1,750 |
A |
|
1,750 |
D |
|
| Common Stock |
11/19/2007 |
|
M
|
|
2,100 |
A |
$59
|
3,850 |
D |
|
| Common Stock |
11/19/2007 |
|
S
|
|
3,850
|
D |
$123.7
|
0 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Units |
|
11/19/2007 |
|
M |
|
|
1,750 |
|
|
Common Stock |
1,750 |
|
5,250 |
D |
|
| Stock Option (right to buy) |
$59
|
11/19/2007 |
|
M
|
|
|
2,100 |
|
11/17/2014 |
Common Stock |
2,100 |
|
62,900 |
D |
|
| Explanation of Responses: |
|
|
|
|
|
|
|
Thomas LaSala |
11/21/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd159298_179890.html
Exhibit 99.1
Name and Address of Reporting Person: Thomas LaSala
One North End Avenue
World Financial Center
New York, NY 10282
Issuer Name and Ticker or Trading Symbol: NYMEX Holdings, Inc. [NMX]
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 11/19/2007
Specific share and price information for the sales by the Reporting Person
are set forth below:
Shares Price
------ -----
6 $119.8500
4 $119.8800
4 $119.8900
2 $119.9100
2 $119.9500
19 $120.0000
33 $120.0000
96 $120.0000
2 $120.0100
4 $120.0200
4 $120.0200
17 $120.0300
29 $120.0300
29 $120.0300
2 $120.0600
4 $120.0700
4 $120.0800
4 $120.0800
2 $120.0900
4 $120.1800
2 $120.1900
2 $120.1900
19 $120.2000
4 $120.2000
1 $120.2200
2 $120.2300
19 $120.2500
17 $120.2600
4 $120.2700
4 $120.3000
21 $120.3000
4 $120.3600
19 $120.3700
2 $120.3700
2 $120.4100
4 $120.4300
4 $120.4400
8 $120.4900
2 $120.4900
2 $120.5000
2 $120.5100
17 $120.5100
10 $120.5500
6 $120.5800
6 $120.6100
2 $120.6100
2 $120.8300
4 $120.9000
2 $121.0500
2 $121.0600
11 $121.1000
4 $121.1000
8 $121.1000
23 $121.1100
2 $121.1200
4 $121.1200
8 $121.1300
10 $121.1300
11 $121.1300
15 $121.1300
4 $121.1500
2 $121.1600
11 $121.1800
2 $121.2300
2 $121.2700
8 $121.2900
4 $121.3400
13 $121.3500
2 $121.3900
6 $121.4300
6 $121.4500
4 $121.4800
2 $121.4900
10 $121.5000
4 $121.6200
4 $121.6400
13 $121.6500
6 $121.6600
4 $121.6800
15 $121.6900
2 $121.7100
2 $121.7200
4 $121.7300
2 $121.8200
48 $122.0000
52 $122.0000
48 $122.0000
67 $122.0000
53 $122.0000
17 $122.0100
8 $122.0100
8 $122.0100
6 $122.0100
2 $122.0200
2 $122.0200
2 $122.0300
2 $122.0900
2 $122.1000
1 $122.1000
2 $122.1100
15 $122.1200
3 $122.1200
4 $122.1300
15 $122.1300
8 $122.1300
17 $122.1400
8 $122.1400
2 $122.1400
2 $122.1500
2 $122.1500
8 $122.1600
19 $122.1700
2 $122.1800
13 $122.1800
8 $122.1900
4 $122.1900
2 $122.2400
4 $122.2500
8 $122.2600
10 $122.2700
19 $122.3000
2 $122.3300
10 $122.3600
2 $122.3600
4 $122.4000
6 $122.4000
6 $122.4200
4 $122.4300
2 $122.4400
10 $122.4500
11 $122.5000
2 $122.5100
2 $122.5800
2 $122.7500
5 $122.7700
2 $122.8000
11 $122.9400
2 $122.9600
2 $122.9600
2 $122.9700
4 $122.9800
4 $122.9800
4 $122.9800
2 $122.9900
4 $123.0000
6 $123.0000
4 $123.0000
8 $123.0100
2 $123.0100
21 $123.0100
4 $123.0100
13 $123.0200
4 $123.0300
2 $123.0400
2 $123.0400
4 $123.0500
4 $123.0600
8 $123.0600
13 $123.0800
2 $123.0900
2 $123.0900
8 $123.1100
2 $123.1100
2 $123.1200
4 $123.1300
8 $123.1400
2 $123.1500
23 $123.1800
21 $123.1800
6 $123.1800
6 $123.2000
13 $123.2000
2 $123.2000
46 $123.2100
2 $123.2300
15 $123.2400
2 $123.2400
25 $123.2400
21 $123.2400
6 $123.3700
2 $123.4000
8 $123.4000
10 $123.4400
4 $123.4800
8 $123.5000
6 $123.5500
4 $123.6000
13 $123.6400
15 $123.7000
2 $123.8000
2 $123.8600
27 $124.0000
2 $124.0000
4 $124.0100
2 $124.7200
4 $124.7300
12 $124.8000
5 $124.8900
2 $125.0000
2 $125.0000
400 $125.0000
6 $125.0100
6 $125.0300
5 $125.0600
2 $125.0900
13 $125.1000
200 $125.1800
600 $125.1900
300 $125.2600
100 $125.2900
100 $125.3100
300 $125.3200
100 $125.5000
