SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| ONE NORTH END AVENUE |
| WORLD FINANCIAL CENTER |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
NYMEX HOLDINGS INC
[ NMX ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SVP-Corp Gov.&Strat.Initiative |
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/19/2007
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/19/2007 |
|
M |
|
1,500 |
A |
|
1,500 |
D |
|
| Common Stock |
11/19/2007 |
|
M
|
|
15,000 |
A |
$59
|
16,500 |
D |
|
| Common Stock |
11/19/2007 |
|
S
|
|
16,500
|
D |
$121.9556
|
0 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Units |
|
11/19/2007 |
|
M |
|
|
1,500 |
|
|
Common Stock |
1,500 |
|
4,500 |
D |
|
| Stock Option (right to buy) |
$59
|
11/19/2007 |
|
M
|
|
|
15,000 |
|
11/17/2014 |
Common Stock |
15,000 |
|
45,000 |
D |
|
| Explanation of Responses: |
|
|
|
|
|
|
|
Richard Kerschner |
11/21/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd159307_179896.html
Exhibit 99.1
Name and Address of Reporting Person: Richard Kerschner
One North End Avenue
World Financial Center
New York, NY 10282
Issuer Name and Ticker or Trading Symbol: NYMEX Holdings, Inc. [NMX]
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 11/19/2007
Specific share and price information for the sales by the Reporting Person
are set forth below:
Shares Price
------ -----
49 $119.8500
33 $119.8800
33 $119.8900
16 $119.9100
16 $119.9500
164 $120.0000
279 $120.0000
820 $120.0000
16 $120.0100
33 $120.0200
33 $120.0200
148 $120.0300
246 $120.0300
246 $120.0300
16 $120.0600
33 $120.0700
33 $120.0800
33 $120.0800
16 $120.0900
33 $120.1800
16 $120.1900
16 $120.1900
164 $120.2000
33 $120.2000
8 $120.2200
16 $120.2300
164 $120.2500
148 $120.2600
33 $120.2700
33 $120.3000
180 $120.3000
1 $120.3400
33 $120.3600
164 $120.3700
16 $120.3700
16 $120.4100
33 $120.4300
33 $120.4400
66 $120.4900
16 $120.4900
16 $120.5000
16 $120.5100
148 $120.5100
82 $120.5500
5 $120.5600
49 $120.5800
49 $120.6100
16 $120.6100
16 $120.8300
33 $120.9000
16 $121.0500
16 $121.0600
98 $121.1000
33 $121.1000
66 $121.1000
197 $121.1100
16 $121.1200
33 $121.1200
66 $121.1300
82 $121.1300
98 $121.1300
131 $121.1300
33 $121.1500
16 $121.1600
98 $121.1800
16 $121.2300
6 $121.2500
16 $121.2700
66 $121.2900
33 $121.3400
115 $121.3500
10 $121.3800
16 $121.3900
49 $121.4300
49 $121.4500
12 $121.4700
33 $121.4800
9 $121.4800
16 $121.4900
82 $121.5000
33 $121.6200
8 $121.6300
33 $121.6400
9 $121.6400
115 $121.6500
8 $121.6500
49 $121.6600
33 $121.6800
131 $121.6900
16 $121.7100
1 $121.7100
16 $121.7200
2 $121.7200
33 $121.7300
9 $121.7300
2 $121.7400
12 $121.7500
9 $121.7600
12 $121.8100
16 $121.8200
6 $121.8300
7 $121.8400
1 $121.8500
2 $121.8726
7 $121.8800
5 $121.8900
7 $121.9000
23 $121.9100
2 $121.9200
7 $121.9300
10 $121.9400
10 $121.9500
16 $121.9600
3 $121.9696
20 $121.9700
3 $121.9796
10 $121.9800
5 $121.9860
8 $121.9900
410 $122.0000
443 $122.0000
410 $122.0000
574 $122.0000
451 $122.0000
17 $122.0000
148 $122.0100
66 $122.0100
66 $122.0100
49 $122.0100
10 $122.0100
16 $122.0200
16 $122.0200
16 $122.0300
12 $122.0300
5 $122.0400
2 $122.0427
6 $122.0500
6 $122.0600
1 $122.0700
6 $122.0800
16 $122.0900
12 $122.0900
16 $122.1000
8 $122.1000
7 $122.1000
1 $122.1061
16 $122.1100
2 $122.1122
131 $122.1200
30 $122.1200
3 $122.1200
33 $122.1300
131 $122.1300
66 $122.1300
13 $122.1300
148 $122.1400
69 $122.1400
16 $122.1400
10 $122.1400
16 $122.1500
16 $122.1500
8 $122.1500
3 $122.1551
66 $122.1600
30 $122.1600
164 $122.1700
15 $122.1700
16 $122.1800
115 $122.1800
9 $122.1800
66 $122.1900
33 $122.1900
7 $122.1900
2 $122.1950
9 $122.2000
5 $122.2100
5 $122.2200
1 $122.2230
9 $122.2300
16 $122.2400
10 $122.2400
1 $122.2410
33 $122.2500
66 $122.2600
82 $122.2700
1 $122.2700
10 $122.2800
2 $122.2846
2 $122.2900
1 $122.2922
164 $122.3000
8 $122.3000
9 $122.3100
16 $122.3300
3 $122.3300
15 $122.3400
2 $122.3500
82 $122.3600
16 $122.3600
2 $122.3600
6 $122.3700
4 $122.3800
22 $122.3900
33 $122.4000
49 $122.4000
27 $122.4000
15 $122.4100
49 $122.4200
6 $122.4200
33 $122.4300
6 $122.4300
16 $122.4400
3 $122.4400
82 $122.4500
14 $122.4500
7 $122.4600
12 $122.4700
31 $122.4800
13 $122.4900
90 $122.5000
19 $122.5000
6 $122.5087
16 $122.5100
10 $122.5100
22 $122.5200
24 $122.5400
1 $122.5418
13 $122.5500
2 $122.5600
20 $122.5700
16 $122.5800
16 $122.5800
10 $122.5900
17 $122.6000
14 $122.6100
9 $122.6200
17 $122.6300
1 $122.6369
3 $122.6400
3 $122.6500
12 $122.6600
1 $122.6643
12 $122.6700
8 $122.6800
3 $122.6900
5 $122.7000
17 $122.7100
9 $122.7200
13 $122.7300
8 $122.7400
1 $122.7464
16 $122.7500
10 $122.7500
1 $122.7564
9 $122.7600
41 $122.7700
5 $122.7700
3 $122.7800
14 $122.7900
2 $122.7938
16 $122.8000
5 $122.8000
5 $122.8100
1 $122.8200
2 $122.8300
3 $122.8400
8 $122.8600
7 $122.8700
9 $122.8800
5 $122.8900
1 $122.9000
15 $122.9100
13 $122.9200
13 $122.9300
98 $122.9400
12 $122.9400
1 $122.9481
20 $122.9500
16 $122.9600
16 $122.9600
12 $122.9600
16 $122.9700
2 $122.9700
33 $122.9800
33 $122.9800
33 $122.9800
9 $122.9800
16 $122.9900
5 $122.9900
33 $123.0000
49 $123.0000
33 $123.0000
1 $123.0066
66 $123.0100
16 $123.0100
180 $123.0100
33 $123.0100
5 $123.0100
115 $123.0200
8 $123.0200
33 $123.0300
1 $123.0306
16 $123.0400
16 $123.0400
5 $123.0400
33 $123.0500
33 $123.0600
66 $123.0600
7 $123.0600
2 $123.0700
115 $123.0800
16 $123.0900
16 $123.0900
3 $123.0900
5 $123.1000
66 $123.1100
16 $123.1100
1 $123.1100
16 $123.1200
33 $123.1300
2 $123.1300
66 $123.1400
3 $123.1400
16 $123.1500
197 $123.1800
180 $123.1800
49 $123.1800
5 $123.1900
49 $123.2000
115 $123.2000
16 $123.2000
2 $123.2000
393 $123.2100
2 $123.2100
2 $123.2200
16 $123.2300
6 $123.2300
131 $123.2400
16 $123.2400
213 $123.2400
180 $123.2400
12 $123.2400
8 $123.2500
1 $123.2900
3 $123.3100
2 $123.3200
5 $123.3300
7 $123.3600
49 $123.3700
8 $123.3700
2 $123.3800
11 $123.3900
16 $123.4000
66 $123.4000
5 $123.4000
3 $123.4200
7 $123.4300
82 $123.4400
3 $123.4400
8 $123.4500
1 $123.4600
1 $123.4700
33 $123.4800
3 $123.4800
66 $123.5000
2 $123.5000
1 $123.5300
6 $123.5400
49 $123.5500
9 $123.5500
33 $123.6000
6 $123.6100
3 $123.6200
115 $123.6400
2 $123.6900
131 $123.7000
1 $123.7200
2 $123.7500
16 $123.8000
9 $123.8000
15 $123.8100
1 $123.8200
16 $123.8600
1 $123.8600
5 $123.8700
10 $123.9000
1 $123.9262
3 $123.9500
6 $123.9600
230 $124.0000
16 $124.0000
33 $124.0100
3 $124.0400
6 $124.1400
5 $124.3700
17 $124.7200
32 $124.7300
101 $124.8000
46 $124.8900
6 $124.9300
7 $124.9400
16 $125.0000
16 $125.0000
49 $125.0100
49 $125.0300
41 $125.0600
16 $125.0900
115 $125.1000
2 $125.1000
14 $125.1500
2 $125.3000
1 $125.4600
