SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O NYMEX HOLDINGS, INC. |
ONE NORTH END AVE., WORLD FINANCIAL CTR. |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NYMEX HOLDINGS INC
[ NMX ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Chief Regulatory Officer |
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3. Date of Earliest Transaction
(Month/Day/Year) 11/20/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
11/20/2007 |
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M
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8,125 |
A |
$59
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8,125 |
D |
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Common Stock |
11/20/2007 |
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S
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8,125
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D |
$119.9464
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0 |
D |
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Common Stock |
11/21/2007 |
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M
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6,025 |
A |
$59
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6,025 |
D |
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Common Stock |
11/21/2007 |
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S
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6,025 |
D |
$125
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0 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy) |
$59
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11/20/2007 |
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M
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8,125 |
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11/17/2014 |
Common Stock |
8,125 |
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54,775 |
D |
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Stock Option (right to buy) |
$59
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11/21/2007 |
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M
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6,025 |
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11/17/2014 |
Common Stock |
6,025 |
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48,750 |
D |
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Explanation of Responses: |
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/s/ Thomas LaSala |
11/23/2007 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd159422_180055.html
Exhibit 99.1
Name and Address of Reporting Person: Thomas LaSala
c/o NYMEX Holdings, Inc.
One North End Avenue
World Financial Center
New York, NY 10282
Issuer Name and Ticker or Trading Symbol: NYMEX Holdings, Inc. [NMX]
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 11/20/2007
Specific share and price information for the 11/20/07 sales by the Reporting
Person are set forth below:
Shares Price
------ -----
63 $118.3400
63 $118.3700
63 $118.4200
63 $118.4400
63 $118.5000
63 $118.5100
63 $118.5400
63 $118.5700
63 $118.6000
63 $118.6500
63 $118.6500
63 $118.6600
16 $118.6600
47 $118.6600
63 $118.6700
63 $118.7000
63 $118.7200
63 $118.8200
63 $118.8900
63 $118.9000
63 $118.9100
57 $118.9200
127 $118.9200
63 $118.9400
63 $118.9600
63 $118.9600
63 $119.0000
63 $119.0200
63 $119.0200
63 $119.0300
6 $119.0400
63 $119.0500
63 $119.0600
63 $119.0620
47 $119.0800
16 $119.0800
63 $119.0900
63 $119.1300
63 $119.1400
63 $119.1400
63 $119.1700
63 $119.1700
63 $119.1800
63 $119.1900
63 $119.1900
63 $119.1900
63 $119.2000
63 $119.2100
63 $119.2200
63 $119.2300
63 $119.2400
63 $119.2500
63 $119.2500
63 $119.2600
63 $119.2600
63 $119.2600
63 $119.2700
63 $119.2700
63 $119.2800
63 $119.3021
63 $119.3100
63 $119.3200
63 $119.3200
63 $119.3500
63 $119.3500
63 $119.3600
63 $119.3900
63 $119.3900
63 $119.4000
63 $119.4000
63 $119.4300
63 $119.4300
63 $119.4400
13 $119.4500
51 $119.4500
63 $119.4500
63 $119.4600
63 $119.4600
63 $119.4700
63 $119.4800
63 $119.4800
3 $119.5200
60 $119.5200
63 $119.5200
63 $119.5300
63 $119.5400
63 $119.5600
63 $119.6300
63 $119.6500
63 $119.7400
63 $119.7400
63 $119.9500
51 $120.0000
13 $120.0000
63 $120.0500
63 $120.1300
63 $120.2300
63 $120.4800
63 $120.4800
63 $120.8800
63 $120.9000
21 $121.0200
42 $121.0200
63 $121.1080
63 $121.1400
63 $121.1600
63 $121.1900
63 $121.2700
63 $121.3400
63 $121.3500
63 $121.3900
63 $121.4100
63 $121.5900
127 $121.7000
63 $121.8400
63 $121.8400
63 $121.8800
63 $121.9400
63 $122.0300
63 $122.0500
63 $122.3300
63 $122.5600
63 $122.5700
5 $122.7700
122 $122.7700
63 $122.8200
28 $122.8300
63 $122.8400
63 $122.8500
63 $122.8500
63 $122.8600
63 $122.8900
58 $122.8900
63 $122.9000