SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| ONE NORTH END AVENUE |
| WORLD FINANCIAL CENTER |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
NYMEX HOLDINGS INC
[ NMX ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Information Officer&EVP |
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/19/2007
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/19/2007 |
|
M |
|
2,000 |
A |
|
7,600 |
D |
|
| Common Stock |
11/19/2007 |
|
S
|
|
2,000
|
D |
$121.8923
|
5,600 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Units |
|
11/19/2007 |
|
M |
|
|
2,000 |
|
|
Common Stock |
2,000 |
|
6,000 |
D |
|
| Explanation of Responses: |
|
|
|
|
|
|
Samuel H. Gaer |
11/21/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd159304_179891.html
Exhibit 99.1
Name and Address of Reporting Person: Samuel H. Gaer
One North End Avenue
World Financial Center
New York, NY 10282
Issuer Name and Ticker or Trading Symbol: NYMEX Holdings, Inc. [NMX]
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 11/19/2007
Specific share and price information for the sales by the Reporting Person
are set forth below:
Shares Price
------ -----
7 $119.8500
4 $119.8800
4 $119.8900
2 $119.9100
2 $119.9500
22 $120.0000
37 $120.0000
109 $120.0000
2 $120.0100
4 $120.0200
4 $120.0200
20 $120.0300
33 $120.0300
33 $120.0300
2 $120.0600
4 $120.0700
4 $120.0800
4 $120.0800
2 $120.0900
4 $120.1800
2 $120.1900
2 $120.1900
22 $120.2000
4 $120.2000
1 $120.2200
2 $120.2300
22 $120.2500
20 $120.2600
4 $120.2700
4 $120.3000
24 $120.3000
4 $120.3600
22 $120.3700
2 $120.3700
2 $120.4100
4 $120.4300
4 $120.4400
9 $120.4900
2 $120.4900
2 $120.5000
2 $120.5100
20 $120.5100
11 $120.5500
7 $120.5800
7 $120.6100
2 $120.6100
2 $120.8300
4 $120.9000
2 $121.0500
2 $121.0600
13 $121.1000
4 $121.1000
9 $121.1000
26 $121.1100
2 $121.1200
4 $121.1200
9 $121.1300
11 $121.1300
13 $121.1300
17 $121.1300
4 $121.1500
2 $121.1600
13 $121.1800
2 $121.2300
2 $121.2700
9 $121.2900
4 $121.3400
15 $121.3500
2 $121.3900
7 $121.4300
7 $121.4500
4 $121.4800
2 $121.4900
11 $121.5000
4 $121.6200
4 $121.6400
15 $121.6500
7 $121.6600
4 $121.6800
17 $121.6900
2 $121.7100
2 $121.7200
4 $121.7300
2 $121.8200
55 $122.0000
59 $122.0000
55 $122.0000
77 $122.0000
60 $122.0000
20 $122.0100
9 $122.0100
9 $122.0100
7 $122.0100
2 $122.0200
2 $122.0200
2 $122.0300
2 $122.0900
2 $122.1000
1 $122.1000
2 $122.1100
17 $122.1200
4 $122.1200
4 $122.1300
17 $122.1300
9 $122.1300
20 $122.1400
9 $122.1400
2 $122.1400
2 $122.1500
2 $122.1500
9 $122.1600
22 $122.1700
2 $122.1800
15 $122.1800
9 $122.1900
4 $122.1900
2 $122.2400
4 $122.2500
9 $122.2600
11 $122.2700
22 $122.3000
2 $122.3300
11 $122.3600
2 $122.3600
4 $122.4000
7 $122.4000
7 $122.4200
4 $122.4300
2 $122.4400
11 $122.4500
12 $122.5000
2 $122.5100
2 $122.5800
2 $122.7500
5 $122.7700
2 $122.8000
13 $122.9400
2 $122.9600
2 $122.9600
2 $122.9700
4 $122.9800
4 $122.9800
4 $122.9800
2 $122.9900
4 $123.0000
7 $123.0000
4 $123.0000
9 $123.0100
2 $123.0100
24 $123.0100
4 $123.0100
15 $123.0200
4 $123.0300
2 $123.0400
2 $123.0400
4 $123.0500
4 $123.0600
9 $123.0600
15 $123.0800
2 $123.0900
2 $123.0900
9 $123.1100
2 $123.1100
2 $123.1200
4 $123.1300
9 $123.1400
2 $123.1500
26 $123.1800
24 $123.1800
7 $123.1800
7 $123.2000
15 $123.2000
2 $123.2000
52 $123.2100
2 $123.2300
17 $123.2400
2 $123.2400
28 $123.2400
24 $123.2400
7 $123.3700
2 $123.4000
9 $123.4000
11 $123.4400
4 $123.4800
9 $123.5000
7 $123.5500
4 $123.6000
15 $123.6400
17 $123.7000
2 $123.8000
2 $123.8600
31 $124.0000
2 $124.0000
4 $124.0100
2 $124.7200
4 $124.7300
14 $124.8000
6 $124.8900
2 $125.0000
2 $125.0000
7 $125.0100
7 $125.0300
5 $125.0600
2 $125.0900
15 $125.1000
