SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| ONE NORTH END AVENUE |
| WORLD FINANCIAL CENTER |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
NYMEX HOLDINGS INC
[ NMX ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SVP and Counsel |
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/19/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/19/2007 |
|
M |
|
250 |
A |
|
250 |
D |
|
| Common Stock |
11/19/2007 |
|
M
|
|
1,000 |
A |
$59
|
1,250 |
D |
|
| Common Stock |
11/19/2007 |
|
S
|
|
1,000
|
D |
$121.8923
|
250 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Units |
|
11/19/2007 |
|
M |
|
|
250 |
|
|
Common Stock |
250 |
|
750 |
D |
|
| Stock Option (right to buy) |
$59
|
11/19/2007 |
|
M
|
|
|
1,000 |
|
11/17/2014 |
Common Stock |
1,000 |
|
11,000 |
D |
|
| Explanation of Responses: |
|
|
|
|
|
|
|
Brian J. Regan |
11/21/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd159303_179894.html
Exhibit 99.1
Name and Address of Reporting Person: Brian J. Regan
One North End Avenue
World Financial Center
New York, NY 10282
Issuer Name and Ticker or Trading Symbol: NYMEX Holdings, Inc. [NMX]
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 11/19/2007
Specific share and price information for the sales by the Reporting Person
are set forth below:
Shares Price
------ -----
3 $119.8500
2 $119.8800
2 $119.8900
1 $119.9100
1 $119.9500
11 $120.0000
19 $120.0000
55 $120.0000
1 $120.0100
2 $120.0200
2 $120.0200
10 $120.0300
16 $120.0300
16 $120.0300
1 $120.0600
2 $120.0700
2 $120.0800
2 $120.0800
1 $120.0900
2 $120.1800
1 $120.1900
1 $120.1900
11 $120.2000
2 $120.2000
1 $120.2200
1 $120.2300
11 $120.2500
10 $120.2600
2 $120.2700
2 $120.3000
12 $120.3000
2 $120.3600
11 $120.3700
1 $120.3700
1 $120.4100
2 $120.4300
2 $120.4400
4 $120.4900
1 $120.4900
1 $120.5000
1 $120.5100
10 $120.5100
5 $120.5500
3 $120.5800
3 $120.6100
1 $120.6100
1 $120.8300
2 $120.9000
1 $121.0500
1 $121.0600
7 $121.1000
2 $121.1000
4 $121.1000
13 $121.1100
1 $121.1200
2 $121.1200
4 $121.1300
5 $121.1300
7 $121.1300
9 $121.1300
2 $121.1500
1 $121.1600
7 $121.1800
1 $121.2300
1 $121.2700
4 $121.2900
2 $121.3400
8 $121.3500
1 $121.3900
3 $121.4300
3 $121.4500
2 $121.4800
1 $121.4900
5 $121.5000
2 $121.6200
2 $121.6400
8 $121.6500
3 $121.6600
2 $121.6800
9 $121.6900
1 $121.7100
1 $121.7200
2 $121.7300
1 $121.8200
27 $122.0000
30 $122.0000
27 $122.0000
38 $122.0000
30 $122.0000
10 $122.0100
4 $122.0100
4 $122.0100
3 $122.0100
1 $122.0200
1 $122.0200
1 $122.0300
1 $122.0900
1 $122.1000
1 $122.1000
1 $122.1100
9 $122.1200
2 $122.1200
2 $122.1300
9 $122.1300
4 $122.1300
10 $122.1400
5 $122.1400
1 $122.1400
1 $122.1500
1 $122.1500
4 $122.1600
11 $122.1700
1 $122.1800
8 $122.1800
4 $122.1900
2 $122.1900
1 $122.2400
2 $122.2500
4 $122.2600
5 $122.2700
11 $122.3000
1 $122.3300
5 $122.3600
1 $122.3600
2 $122.4000
3 $122.4000
3 $122.4200
2 $122.4300
1 $122.4400
5 $122.4500
6 $122.5000
1 $122.5100
1 $122.5800
1 $122.7500
3 $122.7700
1 $122.8000
7 $122.9400
1 $122.9600
1 $122.9600
1 $122.9700
2 $122.9800
2 $122.9800
2 $122.9800
1 $122.9900
2 $123.0000
3 $123.0000
2 $123.0000
4 $123.0100
1 $123.0100
12 $123.0100
2 $123.0100
8 $123.0200
2 $123.0300
1 $123.0400
1 $123.0400
2 $123.0500
2 $123.0600
4 $123.0600
8 $123.0800
1 $123.0900
1 $123.0900
4 $123.1100
1 $123.1100
1 $123.1200
2 $123.1300
4 $123.1400
1 $123.1500
13 $123.1800
12 $123.1800
3 $123.1800
3 $123.2000
8 $123.2000
1 $123.2000
26 $123.2100
1 $123.2300
9 $123.2400
1 $123.2400
14 $123.2400
12 $123.2400
3 $123.3700
1 $123.4000
4 $123.4000
5 $123.4400
2 $123.4800
4 $123.5000
3 $123.5500
2 $123.6000
8 $123.6400
9 $123.7000
1 $123.8000
1 $123.8600
15 $124.0000
1 $124.0000
2 $124.0100
1 $124.7200
2 $124.7300
7 $124.8000
3 $124.8900
1 $125.0000
1 $125.0000
3 $125.0100
3 $125.0300
3 $125.0600
1 $125.0900
8 $125.1000
