SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| C/O NYMEX HOLDINGS, INC. |
| ONE NORTH END AVE., WORLD FINANCIAL CTR. |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
NYMEX HOLDINGS INC
[ NMX ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SVP - Research |
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/20/2007
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/20/2007 |
|
M
|
|
1,250 |
A |
$59
|
2,234 |
D |
|
| Common Stock |
11/20/2007 |
|
S
|
|
1,332
|
D |
$121.1055
|
902 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Stock Option (right to buy) |
$59
|
11/20/2007 |
|
M
|
|
|
1,250 |
|
11/17/2014 |
Common Stock |
1,250 |
|
58,750 |
D |
|
| Explanation of Responses: |
|
|
|
|
|
/s/ Robert A. Levin |
11/23/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd159424_180056.html
Exhibit 99.1
Name and Address of Reporting Person: Robert A. Levin
c/o NYMEX Holdings, Inc.
One North End Avenue
World Financial Center
New York, NY 10282
Issuer Name and Ticker or Trading Symbol: NYMEX Holdings, Inc. [NMX]
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 11/20/2007
Specific share and price information for the sales by the Reporting Person
are set forth below:
Shares Price
------ -----
13 $118.4400
13 $118.5400
13 $118.6100
13 $118.6600
13 $118.6800
13 $118.7500
13 $118.7700
13 $118.7800
13 $118.8900
0 $118.9200
12 $118.9200
13 $118.9200
13 $118.9500
13 $118.9600
13 $118.9800
13 $119.0500
13 $119.0900
13 $119.1200
13 $119.1800
13 $119.1800
13 $119.2100
13 $119.2800
13 $119.3200
13 $119.3200
13 $119.3500
13 $119.3500
13 $119.3600
13 $119.4300
13 $119.4300
13 $119.4900
13 $119.5200
13 $119.5300
3 $119.5800
9 $119.5800
13 $119.6000
13 $120.0400
13 $120.1300
13 $120.2100
13 $120.3300
13 $120.4700
13 $120.6000
13 $120.6500
13 $120.9100
0 $120.9400
12 $120.9400
13 $120.9654
13 $120.9700
1 $121.0000
11 $121.0000
13 $121.0100
13 $121.0800
82 $121.1055
13 $121.2500
13 $121.2500
13 $121.5000
13 $121.6200
13 $121.6200
13 $121.6800
13 $121.8200
1 $121.8300
3 $121.8300
9 $121.8300
13 $121.8800
13 $121.9000
11 $121.9300
2 $121.9300
13 $121.9300
13 $121.9800
13 $121.9800
13 $122.0200
13 $122.0400
13 $122.0800
13 $122.0900
13 $122.1100
13 $122.1100
13 $122.1200
13 $122.1200
3 $122.1300
10 $122.1300
13 $122.1500
13 $122.1800
13 $122.1900
13 $122.2300
13 $122.2900
13 $122.3000
13 $122.3500
13 $122.3900
13 $122.4000
13 $122.5900
13 $122.7100
13 $122.8000
4 $122.8400
13 $122.9200
13 $122.9400
13 $123.0300
13 $123.0300
13 $123.1200
13 $123.2300
13 $123.2600
12 $123.2900
1 $123.2900
13 $123.4200
3 $123.5400
9 $123.5400
13 $123.5700
13 $123.6100
13 $123.6900
13 $123.7000
13 $123.7000
13 $123.7500
13 $124.0400
